4801. Introduction

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    1. Rule 4800 sets out the following requirements relating to Dealer Member operations:

      Part A - Trading and delivery standards applicable to transactions that are not cleared and settled through a clearing corporation:

      1. Part A.1 - Fixed income transactions
        [sections 4803 through 4806]

        Part A.2 - Stock transactions
        [sections 4807 through 4809]

        Part A.3 - Buy-in transactions
        [section 4810]

    2. Part B -  Account transfers
      [sections 4850 through 4865].

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