4386. Daily compliance review

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    1. Every day, a Dealer Member must compare the amount of client free credit balances it has segregated to the amount subsection 4384(2) requires to be segregated. 

    2. A Dealer Member must identify and correct any deficiency in amounts of free credit balances required to be segregated within five business days following the determination of the deficiency.

    4387. - 4399.  Reserved.

    There is no history log for this rule.