PART B.2 - ACCEPTABLE SECURITIES LOCATIONS

4349. Approval of foreign institutions and foreign securities dealers

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    1. To obtain IIROC’s approval of a foreign institution or foreign securities dealer as an acceptable securities location, a Dealer Member must:

      1. perform due diligence,

      2. approve the foreign institution or securities dealer as an external acceptable securities location, and

      3. complete a certificate in the form prescribed by IIROC evidencing its due diligence and approval.

    There is no history log for this rule.