PART B.1 - GENERAL CUSTODY REQUIREMENTS

4342. Hold securities in an acceptable securities location

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    1. A Dealer Member must hold securities, including book-based securities, in an acceptable securities location as prescribed in Rule 4300 and Form 1. Acceptable securities locations can either be internal acceptable securities locations, which include acceptable transfer locations; or external acceptable securities locations, which in Form 1 are simply referred to as “acceptable securities locations”.

    There is no history log for this rule.