PART A.3 - SECURITY USAGE RESTRICTIONS AND CORRECTING SEGREGATION DEFICIENCIES

4321. Correcting segregation deficiencies

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    1. If any segregation deficiency exists, the Dealer Member must promptly take the most appropriate action necessary to correct the deficiency.

    2. Common deficiencies and appropriate remedial actions include, but are not limited to, those in sections 4322 through 4326.

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