4181. Review custodial agreements and approvals

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    1. The Dealer Member's auditor must: 

      1. ensure that all custodial agreements in the form prescribed by IIROC, are in place for securities lodged with acceptable securities locations, and

      2. annually obtain evidence of a Dealer Member’s board of directors’ or authorized board committee’s approval of other foreign acceptable securities locations. These approvals must be documented in the meeting minutes.

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