A Dealer Member will remain designated as being in early warning level 1 or 2 until IIROC confirms in writing that the early warning designation has been lifted. IIROC will lift the early warning designation when the Dealer Member files a monthly financial report, or submits such other evidence or assurances, that satisfies IIROC that the Dealer Member has solved the problems that placed it in early warning.
4139. - 4149. Reserved.