4131. Definitions

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    1. The following terms have the meaning set out below when used in Part B of Rule 4100:
    2. “average monthly loss”

      The sum of the Dealer Member’s monthly profit and loss amounts for a particular period divided by the number of months in the period and the result is a loss.

      “early warning test violation”

      The Dealer Member has failed an early warning test as set out in Schedules 13 and 13A of Form 1.

      “loss”

      The Dealer Member’s loss, if any, for early warning test purposes as set out in Statement E of Form 1.

      “profit”

      The Dealer Member’s profit, if any, for early warning test purposes as set out in Statement E of Form 1.

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