4110. Introduction

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    1. Part A of Rule 4100 sets out general Dealer Member IIROC requirements for:

      1. maintaining at all times a positive risk adjusted capital amount,

      2. averting, reporting and remedying any negative risk adjusted capital situations,

      3. calculating its current risk adjusted capital amount,

      4. maintaining and utilizing a capital adequacy reporting system, and

      5. consolidating its financial position reporting with related companies.

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