4101. Introduction

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    1. Rule 4100 sets out the following Dealer Member general financial requirements:

      Part A - Minimum capital level and related requirements
      [sections 4110 through 4119]

    2. Part B - Early warning tests and related requirements
      [sections 4130 through 4138]

    3. Part C - Regulatory financial report filing requirements
      [sections 4150 through 4153]

    4. Part D - Appointment of auditors and audit requirements
      [sections 4170 through 4192]

    4102. - 4109.  Reserved.

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