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2103. Dealer Members must have IIROC approval to issue subordinated debt

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Series 2000: Dealer Member Organization and Individual Approval Rules
    Rule
    1. A Dealer Member or its holding company must obtain IIROC’s approval in writing before issuing a security representing subordinated debt.
    2. A Dealer Member or its holding company must obtain IIROC’s approval in writing before signing an agreement to issue subordinated debt in the future.
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