Series 5000: Dealer Member Margin Rules

Filter 5000 series by title:

5100: MARGIN REQUIREMENTS - APPLICATION AND DEFINITIONS
5200: MARGIN REQUIREMENTS FOR DEBT SECURITIES AND MORTGAGES

DEBT SECURITIES IN DEFAULT

MORTGAGES

5300: MARGIN REQUIREMENTS FOR EQUITY SECURITIES AND INDEX PRODUCTS

INSTALLMENT RECEIPTS

CONVERTIBLE AND EXCHANGEABLE EQUITIES

CONTROL BLOCKS

5400: MARGIN REQUIREMENTS FOR OTHER INVESTMENT PRODUCTS

SECURITIES SUBJECT TO REDEMPTION CALL OR OFFER

UNITS

PRECIOUS METAL CERTIFICATES AND BULLION

5500: MARGIN REQUIREMENTS FOR UNDERWRITING COMMITMENTS AND WHEN ISSUED TRADING

UNDERWRITING COMMITMENT AMOUNT

UNDERWRITING RELATED AGREEMENTS

5600: MARGIN REQUIREMENTS FOR OFFSET STRATEGIES INVOLVING DEBT AND EQUITY SECURITIES AND RELATED INSTRUMENTS

DEALER MEMBER INVENTORY AND CLIENT ACCOUNT OFFSET STRATEGIES

OFFSETS INVOLVING GOVERNMENT AND COMMERCIAL AND CORPORATE DEBT SECURITIES AND RELATED INSTRUMENTS

5700: MARGIN REQUIREMENTS FOR OFFSET STRATEGIES INVOLVING DERIVATIVE PRODUCTS

EXCHANGE-TRADED OPTIONS - UNHEDGED OPTION POSITIONS

EXCHANGE-TRADED OPTIONS - CROSS INDEX OFFSETS AND THE OPTIONAL USE OF THE STANDARD PORTFOLIO ANALYSIS METHODOLOGY

FUTURES CONTRACTS AND FUTURES CONTRACT OPTIONS

5800: ACCOUNT RELATED AGREEMENTS
5900: AGREEMENT RELATED MARGIN REQUIREMENTS